Monograph 49: Defence Transformation, A Short Guide to the Issues, By David Chuter

This monograph is about defence transformation: the process by which nations are adapting their defence policies to the post-Cold War world, and rethinking defence from the ground up. Although it covers issues such as budgets, organisation and accountability, it begins with more fundamental questions about the role of the armed forces and their place in society, and the way in which the defence community makes and implements defence policy, because, in any defence transformation process, these things have to come first.

There is no single process called ‘defence transformation’. Every country’s experience and every country’s starting-point are different. But, in almost all cases, transformation has its origins in the decline and fall of the Cold War system, and the consequences which followed from that. The dynamics of the Cold War, although dangerous and illogical, did at least provide the majority of the states in the world with some kind of framework within which to make defence and security policy. States might be members of a formal alliance, they might provide base facilities or political support, or they might, indeed, base their entire defence and security policies on not being members of an alliance. Few states, in whatever part of the world they may be, escaped the consequences of the Cold War. Now, all that has gone.

As will be explained later, the dominant mode of the Cold War was what can be called ‘threatism’, that is, the concentration on developing forces to meet an actual or potential threat from outside. In turn, this tendency itself arose from the ideological dynamic of the Cold War, in which each side believed the other to be naturally aggressive, waiting only for the right circumstances to attack. The escape from threatism and the formulation of a defence policy based on sensible objectives for the use of military force, amount between them to the greatest single challenge in the process of transformation.

In addition, the tense atmosphere of the Cold War was not very supportive of democracy, or the development of mechanisms to ensure the proper degree of subordination of the military to the civil power and its use in ways which were supported by the nation as a whole. Defence policies tended to be conducted by a technocratic élite. All this has to change now, and nations are grappling with questions around how to conduct defence polices in a democracy. The respective roles of military and civilian personnel, the influence of the finance and foreign ministries, the role of parliament and civil society, all have to be reconsidered from first principles.

The relaxation of international tension over the last decade has brought with it the unthinking assumption that defence budgets and defence forces should be reduced in size, even if the demands on them are actually increasing. Partly, this results from the political need to be seen to respond to the end of the Cold War, and partly reflects the urgency which most governments have felt to identify money to divert to tax reductions for the wealthy. But, any consideration of defence transformation has to include questions of how and on what basis defence forces are to be structured and paid for.

Finally, these rather mechanistic and bureaucratic processes have to be accompanied by a process of cultural transformation as well. In some cases, the armed forces and those who lead them have to be introduced to new ways of thinking and acting which the rest of the world is adopting or has already adopted. Issues such as race and gender representation have to be thought through.

Consequently, this monograph is not concerned, except briefly, with issues of theory. It is designed to be of practical use to those involved in the formulation and execution of defence and security policy, as well as those whose work or interest brings them into contact with the military, or with military matters.

There is no shortage of books covering the same general area but, in almost all cases, they have been written by those with no practical experience of the military or politics. It seemed, therefore, that there might be room for a contribution by someone with a little experience of both. Nonetheless, although the author has spent many years working for the British government, this is not a recommendation for the British way of doing things. Indeed, one of the themes addressed in this monograph is the way in which thinking about defence and security must grow organically out of the political and cultural soil of a country if it is to have any validity, and if it is to last. There is no point in simply adopting the ideas of foreigners, especially foreigners carrying books. In contrast, this monograph is based largely on personal experience and the experience of colleagues and institutions with which the author is familiar after having met, talked to, worked with, and sometimes worked against, military officers, diplomats, civil servants and politicians from nearly every part of the world during his career. Judgements in the text are therefore made on the basis of personal experience, unless otherwise indicated.

Freed from the intellectual shackles of the Cold War, nations have begun to wake up and think for themselves about what they need their military for. This has been a painful, intellectually demanding process, and in most parts of the world has not progressed very far. The greatest obstacles have been conceptual rather than tangible, and have reflected the fact that people find adaptation to sudden change difficult. There are Cold War nostalgics, who try to cling to the ideas of the 1980s, substituting, perhaps, Islam for Communism, but otherwise changing little. There are the security conservatives who argue that one should stick to what is tried and trusted. There are also the liberal vigilantes, who, after years of calling for smaller armed forces, or none at all, suddenly want them to be greatly expanded and sent all over the world. This monograph pronounces a curse on all of them, and is intended to help people in a variety of cultures and societies to begin the task of thinking for themselves about what they want and what they need.

The monograph begins with a discussion of the place of the military in civil society, and some suggestions about how to conceptualise the relationship. Thereafter, specific issues are discussed in more detail, including:

  • the structuring of forces;
  • the setting of the defence budget, and the best use of the money available;
  • the planning of operations, and the military role in intelligence activities;
  • the conduct and control of military operations if they arise;
  • and the public presentation and justification of defence policy and activities.


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