Monograph 130: From Soldiers to Citizens: The Social, Economic and Political Reintegration of Unita Ex-Combatants, Joao Gomes Porto, Imogen Parsons and Chris Alden
Demilitarisation in the Angolan Context
We need to disarm in our minds first. We need agreement on what kind
of life we want to live, what kind of society we want, what kind of
nation we want to be. We believe that the war as such is an expression
of the frustration and other motives that are in people’s minds. That
physical confrontation only takes place when the confrontation within
the mind no longer has space. So it is important that [after] silencing
the guns, we get to the stage where we can talk about the real
issue[s] that brought conflict between us. Many Angolans, especially
those younger ones who were born in the 70s and 80s, know nothing else
except the war. So the only mentality they have is how to eliminate
others to keep [themselves] alive and how to survive the troubles that
the war brings. So, we have to make sure that people don’t think that’s
the normal way of life, that there is a proper way of living without
conflict.1
Demilitarisation of conflict and society is crucial to building
sustainable peace in countries emerging from the scourge of civil war.
As longstanding conflicts come to an end, a variety of approaches are
adopted by national governments and international agencies aimed at
supporting processes that facilitate this potentially volatile
transition from formal peace to social peace. At the heart of the
exercise is the necessity of transforming the culture and the
instruments of war – in particular, demobilising, disarming and
reintegrating former combatants into society as well as ridding the
wider society of arms.
The experiences of controlled processes of demobilisation, disarmament
and reintegration (DD&R) in the past two decades have demonstrated
that DD&R must per force be regarded as a tool of development aid.
This is particularly true as regards programmes for the reintegration
of former combatants into society, “no longer merely seen as a
humanitarian issue but…recognised as a vital element of conflict
prevention and a critical precondition of any security sector reform”.2
While the process of societal demilitarisation must stem from a
commitment by all to an end to using violent means in the resolution of
disputes (most importantly by the leadership of armed movements), if
it is to lead to sustainable peace, a deeper commitment at a
socio-political level amongst those individuals (perpetrators of
conflict) and communities (supporters or victims of conflict) to move
beyond the identities and emblems which serve to perpetuate violence is
critical. Moreover, the emergence of a new social contract in post-war
societies is a vital step towards re-legitimising (in many instances,
creating) the institutions and culture of good governance, of which
democratic elections are a critical threshold. These can serve as a
litmus test of the degree of reconciliation in a post-conflict
situation.
In addition, genuine demilitarisation is only possible when all
constituent elements of society are able to function fully as citizens.
Former combatants, while numerically small relative to other
vulnerable groups such as internally displaced peoples (IDPs), are not
only potentially disruptive elements in the aftermath of war, but their
reintegration back into society is widely thought to present very
specific challenges. In this sense, while social acceptance and
economic activity form part of the basis for this reconciliation, these
factors must be accompanied by some form of political participation
for reintegration to be considered complete. The sublimation of the
instinctive resort to arms when conflict rears its head, and its
substitution with the ‘cut and thrust’ of non-violent dispute
resolution (including, of course, parliamentary debate and judicial
appeals), is the key indicator that a democratic peace has been
achieved.
The twin challenges of demilitarisation and democratisation are most
starkly evident in the case of Angola. No other post-conflict
situation has been faced with all the complexities and challenges of
failed demobilisation, disarmament and reintegration (DD&R)
processes. No other protracted conflict has experimented with as wide a
variety of experiences, ranging from United Nations (UN)-inspired
programmes to joint foreign-national efforts, as Angola has in the
past two decades. In fact, this latest attempt at a comprehensive
DD&R programme represents the third Angolan attempt at a structured
demilitarisation of their war-torn society.3
Yet, this time, the situation is fundamentally different because
peace came largely through military victory. The death in combat of
Jonas Savimbi, leader of the National Union for the Total Independence
of Angola (UNITA) in February 2002, and the signing of a Memorandum of
Understanding between the belligerents two months later, established
formal peace in Angola, at last.4 As we have
pointed out elsewhere, “the Angolan Armed Forces’ (FAA) undeniable
victory over a severely weakened UNITA must be considered central to
this conflict’s ripeness for resolution – and this, more than any other
factor, helps explain the pace at which the belligerents agreed on a
comprehensive cease-fire agreement as well as their unhindered
political will demonstrated in the resurrection and completion of [the
military aspects] of the Lusaka peace process”.5 This was also the view of UN-system organisations present in Angola at the time:
…the overwhelming military superiority of the Government forces,
which contrasts sharply with the ‘freezing’ of the military stalemate
that prevailed at the time of Bicesse Accords and the Lusaka Protocol,
makes peace much more likely to endure than after those earlier
attempts at conflict resolution. The country clearly has its best
chance yet to build a sustainable peace and move forward to economic
and social recovery.6
In addition to a shattered infrastructure and devastated economic
fabric, the situation prevailing in Angola at the end of the civil war
presented severe humanitarian challenges. In fact, by mid-2002, the
number of people displaced by the war had exceeded four million. When
compared to the 800,000 estimated to have been displaced at the time of
the Bicesse Accords (1991) and the additional 1.3 to 2 million
displaced when the war spread to major urban centres in the period
1992-1994, the tasks facing the government and humanitarian agencies in
the immediate post-war period become clearer. With more than a third
of its population internally displaced and several thousand refugees in
neighbouring countries, limited or no access to large parts of the
country, overcrowding in urban areas
and thousands of people in temporary resettlement sites, the challenges
of implementing a DD&R programme in addition to the challenges of
returning and reintegration its displaced population are momentous.
At the end of the war, thousands of people emerged from previously
inaccessible areas, in spontaneous movements of a magnitude impossible
to predict and therefore prepare for – Medicins Sans Frontières
referred to these as the ‘grey areas’ of Angola (the areas in white in
the map above). The scale of the accessibility problem may also be
attested by the difference, registered in November 2002, between
reported IDPs (4,440,056) and confirmed IDPs (1,296,303). Of the 18
provinces, five (Luanda, Benguela, Lunda Norte, Huambo and Kwanza Sul)
were the worst affected, with a combined total of 2.5 million
displaced. As we pointed out in an earlier work on DD&R in Angola,
this humanitarian catastrophe determined the context in which post-war
DD&R was undertaken,
…resettlement and return issues not only provide us with a picture
of what in reality ‘normalisation’ implies and therefore a clearer
understanding of the challenges facing the government in Angola’s
post-war environment, but they also highlight many of the obstacles and
challenges that the socio-economic reintegration of ex-combatants will
inevitably produce.8
At the municipal and communal level for example, shattered
infrastructure and weak or non-existent state structures were often all
that was left after the war. For the most part, the population
movements described above took place without the substantive support
foreseen by the ‘Norms on Resettlement and Return’ approved by the
government during 2001. These norms defined a number of pre-conditions
necessary for resettlement and return, including the establishment of
security at local level, access (e.g. mine clearance), a functioning
state administration, availability of land, water and basic sanitation
and health facilities.
At the same time, the first steps towards demilitarisation
(cantonment, disarmament and demobilisation) of UNITA’s Military Forces
(FMU) began during April 2002 with the setting-up of 27 quartering
areas scattered throughout the country. As mentioned earlier, the
government of Angola (through the Angolan Armed Forces) retained total
control of the disarmament and demobilisation process as well as the
responsibility for its financing. A product of the specific
circumstances of the war’s ending, the government’s exclusive control
and financing of the process further distinguishes this process from
previous attempts at DD&R in the country, as well as contemporary
DD&R programmes in other African countries (for example Liberia,
Burundi, DRC). No provision for formal third-party monitoring was
included in the MoU, although the Troika (Portugal, Russia and the United States) and the United Nations were invited as observers.10
Two structures were created to oversee the DD&R process. A Joint
Military Commission (JMC), presided over by a military representative
of the government and composed of the chiefs of staff of the Angolan
Armed Forces and the FMU (as well as 11 UN Military Observers), was
responsible for overseeing and promoting the application of the MoU. A
Technical Group (TG) was tasked with the responsibility of assisting the
JMC in the performance of its duties, including the drawing-up of
detailed timetables and the definition of specific activities to be
carried out.
The Angolan Armed Forces (FAA) were tasked with the management of
the quartering, disarmament and demobilisation of the FMU in what can
only be described as a very ambitious timeframe – a mere 80 days for
the completion of the quartering, disarmament and demobilisation of
50,000 UNITA combatants in 27 quartering areas. As the movement of FMU
combatants towards the quartering areas intensified in the proceeding
months, it became increasingly obvious that the initial time-frame
would need constant revision and updating. In fact, 100 days into the
process, by the end of July 2002, a staggering 85,585 ex-FMU were
quartered in an expanded number of quartering areas (35). In addition,
in what represented another departure from ‘conventional’ DD&R
programmes, the government allowed former combatants’ families to
gather in ‘family reception areas’. By the end of July 2002, 280,261
FMU family members had gathered in ‘satellite’ family reception areas.
The commitments made in the Luena MoU, and the subsequent plans and
timetables for a case-load of 50,000 former combatants, were subject to
continuous revision and negotiation between the government and UNITA’s
Management Commission (the movement’s temporary leadership structure).
Internal and international pressure for the swift implementation of
the DD&R programme (which would represent unquestionable evidence of
an end to war and a successful demilitarisation of Angola) led to the
announcement of the extinction of the FMU during August 2002 – a mere
four months into the DD&R process. In a public statement, the Joint
Military Commission announced that the demobilisation and disarmament
components had been completed, as well as the integration of
approximately 5,000 former UNITA combatants into FAA structures.
The political symbolism of the extinction of the FMU
notwithstanding, the process was in fact far from complete because
several thousand combatants and their family members continued to arrive
at quartering and family reception areas many months later. In fact,
by 18 February 2003, only five quartering areas had effectively been
closed and the official figures released by the Ministry of Assistance
and Social Reintegration (MINARS) at that time pointed to a total
number of resettled and returned former combatants of only 22,643 and
70,694 family members.
At the time the FMU was declared extinct, demobilisation (which
includes ‘registration and distribution of identification documents,
data collection, pre-discharge information, medical screening and
transport home’) was just about to begin.12
This was confirmed by a World Bank-led mission to Angola during August
2002, which highlighted that the registration of ex-combatants and the
production of demobilised ID cards were still underway while the
collection of socio-economic data in 24 of 35 quartering areas had just
begun.13
Former combatants and their families in quartering and gathering
areas continued to require emergency support well into 2003. This
effort, as noted elsewhere, was largely undertaken by the FAA as
regards former combatants, and by the World Food Programme (WFP) and
international and local NGOs as regards assistance to family members
(through the distribution of food, non-food items, seeds and tools,
family tracing and reunification, etc).14
Throughout the process, the coming of the rainy season limited access
to quartering and gathering areas, severely hampering resettlement
efforts as well as the distribution of resettlement support kits. By
April 2003, there were still 11 gathering areas and UN agencies and
NGOs that reported difficulties, particularly in the highland provinces
of the country, as regards the provision of basic supplies and
services in the transit areas that had been created to assist the
resettlement process.
By February 2003, emergency reinsertion support had been given to a
total of 71,434 former combatants (equivalent to five months of
salary). Yet, because of repeated delays in their resettlement and
return, this money was spent in and around the quartering and transit
areas, with little or no significance as regards former combatants’
reintegration. For more than a year, ex-combatants continued to return
to their areas of origin or chose to establish residence in new areas.
Data from February 2004 points to the registration of approximately
98,252 post-Luena ex-combatants at MINARS provincial offices. Of these,
45,065 had received resettlement kits, 30,278 had received the
emergency reinsertion subsidy (subsÃdio de contingência) while 5,775 had been employed in the formal and informal sectors, and 3,007 had received training through government efforts.15
Implementation of socio-economic reintegration programmes has, since
then, proceeded at a limited pace. It has been hampered by a lack of
funds and institutional capacity, the sheer scale of the problem as
well as the inability of government institutions and international
partners to agree on a timely reintegration programme that would
closely follow resettlement and return.
While negotiations with international financial institutions for
technical and monetary support, in particular the World Bank, had begun
in mid-2002, it was only on 27 March 2003 that the Bank’s Board of
Directors approved the Angola Demobilisation and Reintegration Program
(ADRP). This emergency programme (initially worth an estimated US$180
million but by September 2004 estimated at US$230 million) was designed
to assist more than 100,000 ex-UNITA combatants and approximately
33,000 FAA personnel. Of the $180 million, the Bank pledged and began
to disburse US$33 million (through the IDA) and US$53 million (through
the MDRP’s Multi-Donor Trust Fund); the government pledged US$127
million and the European Commission an additional US$17 million.
Angola also faces the challenge of reintegrating more than 100,000
former UNITA combatants (FMU) and 33,000 FAA ex-combatants (not to
mention an estimated 160,000 former soldiers from two prior DD&R
processes) back into society. Even though the government views the
emergency phase experienced in the aftermath of the war as largely
over, the considerable task of assisting the social, economic and
political reintegration of these different groups remains an urgent
priority. Roughly a third of Angola’s population (approximately 3. 9
million people) had resettled and returned by August 2004 (including
displaced civilians, refugees, demobilised soldiers and their families),
while 308,758 were still displaced.16
Objectives and Methodology
The dynamics that drive and sustain transitions from war to peace
are not well elucidated or, more crucially, studied in a systematic
manner. Resources of the international community given over to the
study of reintegration (in its social, economic and political
dimensions) have largely focused on the instrumental concerns of policy
makers – more often than not bound by tight timeframes and primarily
focused on stabilisation of populations rather than a longer-term
developmental and peace-building approach. The increasing realisation
that demobilisation and reintegration programmes are at the core of
post-conflict peace-building has resulted in the involvement of new
actors in the field of demobilisation and reintegration – actors that
have traditionally shied away from working closely with the military
and security sectors.17 In addition to the
traditional bilateral support provided by third-party countries for
DD&R and Security Sector Reform (SSR) processes, international
development agencies have become increasingly important actors in these
processes, in particular the United Nations Development Programme
(UNDP) and the World Bank (WB) as well as a myriad of NGOs and
community-based organisations (CBOs) in countries undergoing DD&R
processes.
Demobilisation, disarmament and reintegration of former combatants
have been given their correct place as critical components of
peace-building – a function of the risk that former combatants are
perceived to pose if not adequately demobilised or reintegrated (in
itself an assumption that requires further research, both
context-specific and of a comparative nature), or as a result of a
perceived ‘peace’ dividend that may ensue from the downsizing of armed
forces. Yet, paradoxically, the content of substantive reintegration,
from the point of the target group remains fundamentally unexamined.
Key conceptual issues such as the nature of ‘reintegration’ and its
relationship to citizenship in post-conflict societies are not properly
understood or accounted for in the design and development of
reintegration programmes.
This is not to say that a blueprint for DD&R processes, to be
applied indiscriminately to different situations and different types of
beneficiaries (e.g. regular forces, paramilitary forces, child
combatants) should be aimed at. In this regard, one should note the
GTZ’s point that while ‘good preparation and coordination can prevent
mistakes and provide timely clarity about the assistance required’,
‘experience shows that blueprints do not exist, and that demobilisation
and reintegration support is at best dealt with within the broader
rehabilitation and development support’.18
Yet, understanding the last step of a DD&R process, that of the
socio-economic and political reintegration of former combatants into
society – by nature a long-term process which should be linked to
broader recovery efforts and development strategies – is critical. A
cursory review of the available academic and policy-oriented literature
reveals that, above all, the development of adequate methodologies is
required so that a comprehensive and participatory assessment of
reintegration processes (from the perspective of individuals and
communities in post-conflict societies) can be achieved.
At a time when the reintegration of former combatants in Angola was
in its infancy and several DD&R programmes were being developed in
the region (Burundi and DRC in particular) the authors felt that is was
critical that a project be pursued that addressed the complexities of
this process with a view to critically understanding its various
dimensions– not least through the development and employment of both
quantitative and qualitative research methods. The project “From
Soldiers to Citizens” therefore focused on former UNITA combatants in
post-war Angola as a case-study, with the primary aim of obtaining a
statistically informed analysis of the factors that enhance or impede
the transformation of soldiers into civilians in a post-conflict environment.
Conducted over an 18-month period, commencing in November 2003, the
project included the development of an appropriate and
situation-specific survey methodology; fieldwork in three select
provinces in the Central Highlands of Angola; an interim workshop with
Angolan policy-makers and project partners in Johannesburg to present
initial research findings and, finally, the publishing of the project’s
findings.
Specifically, the project aimed to address the following questions
through primary quantitative and qualitative research and analysis:
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Which factors facilitate reintegration? And which ones impede it?
The role and type of intervention strategies that support
reintegration of ex-combatants remain highly contested in both
policy-circles and academia. For example, a variety of examples suggest
that economic subsidies have played an important role in support of
reintegration. However, as some critics have pointed out, financial
support alone cannot account for what is a deeply personal experience
embedded in a situation-specific environment.
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In the absence of targeted support for reintegration, will
ex-soldiers successfully reintegrate into communities? Is their
experience of reintegration significantly different from internally
displaced persons (IDPs)? The imperative of providing targeted
programmes to address the particular needs of ex-combatants is the
rationale behind reintegration programmes. And yet, some would suggest
that targeting actually inhibits reintegration back into society and
that the appropriate approach would be to treat ex-combatants no
differently to any other vulnerable group. Given that successful
reintegration is predicated on the positive transformation of
modalities of behaviour and, more importantly, identities formed under
conditions of conflict, could special treatment aimed at ex-combatants
actually inhibit or delay reintegration?
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What then is the relationship between identity and
reintegration? To what extent are self-perceptions and communities’
perceptions involved in determining positive outcomes? If the transformation
of identities formed under conditions of conflict is a key determinant
of successful reintegration, then the nature of the process has not
been given sufficient attention by scholars and practitioners.
Furthermore, what impact, if any, can ‘extra-societal’ interventions
have upon this process? The importance of identity and its relationship
to citizenship, the latter being seen by some as an end-point of the
reintegration process, needs to be examined.
What does or should reintegration mean in the context of weak or non-existent state structures?
An essential feature of many (if not most) post-conflict situations in
Africa – but one which seems to have been consistently neglected – is
that reintegration takes place within the conditions of weak, enervated
or even collapsed states. This raises the question of how one can
speak of ‘reintegration’ back into a fragmented society, a shattered
economy and often a contested political authority. Are these factors
taken into account in the development of reintegration programmes?
To answer these questions, a time-series quantitative and
qualitative study of reintegration in post-war Angola was conducted.
Samples were used both as regards the target group (focusing solely on
former UNITA combatants demobilised following the Luena Memorandum of
Understanding of April 2002) as well as geographical area (focusing
solely on the provinces of Huambo, HuÃla and Bié in the central plateau
of Angola). The choice of these three Provinces was a function of
several factors, discussed at more length later on. At this point, it
suffices to say that all three (but particularly Bié and Huambo) were
key areas of recruitment during the war and that a significant
proportion of former combatants were demobilised and resettled in the
central highlands– 46,940 out of a total of 103,928 (representing
roughly 45% of the total).
In-depth surveys, focus group discussions and key informant
interviews were conducted to assess the levels of (i) social
reintegration; (ii) economic activity; (iii) and political engagement
(See Annex 1, Survey Questionnaire). These methods were used
over a six-month period and involved one field visit to each province
(two target districts, one urban and one rural in each) to collect data
and information.
As was mentioned at the outset of this monograph, the project
established a number of partnerships with Angolan NGOs, including
Development Workshop (DW), CARE Angola and the Agency for Cooperation
and Research in Development (ACORD). The participation of the Angolan
partners was essential for the field research component of the project,
in particular the collection of surveys, the undertaking of focus
group discussions, as well as logistical support.
During November 2003, a five-day methodology test and training
course was undertaken in Huambo. A core team of local researchers from
DW as well as a representative from Care Bié were trained in basic
research methods and the subject matter of the research. The course
included activities such as small-group and one-to-one discussions,
group brainstorming, role-playing and mapping. In addition, the
project’s methodology was tested in the field, and the feedback used in
the refinement and finalisation of the questionnaire and focus group
questions.
Though every effort was made to allow for the development and
implementation of a survey that was both unbiased and could produce
statistically sound results, the project team did experience some
problems that affected the survey findings. These included:
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Logistics: Very poor road infrastructure, especially in
rural areas, limited the time available for interaction with
respondents, particularly as regards survey collection and focus group
discussions. However, it should be noted that with slightly over 600
respondents, as well as focus groups and key informant interviews,
these obstacles did not deter the team from developing a broad sampling
base.
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Random sampling difficulties: There was no reliable data on
the location of ex-combatants that would allow for a statistically
representative sample to be generated. In both Sambo and Andulo, for
example, fieldwork coincided with either food distribution by the WFP
or the distribution of seeds and tools by humanitarian partners. On the
one hand, this had the effect of facilitating access by the
researchers to large numbers of ex-combatants but, on the other, it may
have introduced some distortions into the data that should be borne in
mind in later sections. Ex-combatants reporting for food handouts are
already a self-selected group who are in possession of their
documentation.
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Surveying in urban areas: In all provinces, it proved more
difficult to locate ex-combatants in urban areas. It appeared that
local authorities (government and traditional) were less able to
identify and physically locate them within more built-up areas. In
addition, ex-combatants in urban areas also proved less keen to be
interviewed. What are the possible implications of this? Could it be
that urban areas attract higher concentrations of ex-combatants not
only because they are perceived to offer more livelihood possibilities
but also because they offer a degree of anonymity?
-
Survey administration: In some cases, local interviewers
were not adequately skilled (a result of little direct experience in
research techniques) making training and supervision necessary
throughout the project.
-
Survey questionnaire issues: Although the project team tested
the questionnaire in the field and was able to rework the survey
questionnaire in advance of formal administration, additional issues
became apparent. These included questions that could have been improved
by alternative phraseology and/or that would have elicited more
compelling findings through alternative approaches (scaling). That
being said, the overwhelming majority of questions were in fact clear
to respondents and interviewers alike and did elicit substantive
answers.